Compliance Risk Management Senior Officer – Associate
JPMorgan Chase - Tampaand across several businesses to engage and influence senior stakeholders in identifying and assessing Compliance risk. Required Qualifications... to our Risk Management and Compliance team.
1 day ago, source: Careerjet
SVP, Senior Compliance Officer (Newport Beach)
PIMCO - Newport Beachteam, the Senior Compliance Officer will provide strategic oversight and leadership across critical elements of the firm... program status to senior Legal and Compliance executives and other stakeholders Manage and execute compliance projects...
6 days ago, source: Careerjet
Compliance Officer Senior-Commercial
City National Bank - New York CityCOMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer... will act in a compliance oversight and advisory role supporting assigned business units including two registered investment...
7 days ago, source: Careerjet
Data Metrics Compliance Risk Management Senior Officer SVP
Citigroup - GetzvilleServes as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management... (ICRM) responsible for developing and implementing elements of the data compliance risk oversight program, including...
7 days ago, source: Careerjet
Compliance - Senior Testing Officer, Trusts and Fiduciary
Royal Bank of Canada - Los AngelesJob Description What is the opportunity? The Sr. Compliance Tester leads and conducts independent compliance... reviews for the U.S. Compliance Testing Program, a critical program element of the U.S. Regulatory Compliance Management...
15 days ago, source: Careerjet
Senior Specialist, Legal Compliance (Ethics & Compliance Officer)
L3Harris Technologies - USAsecurity. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer) Job Location: Multiple: Rochester...
22 days ago, source: Careerjet
Senior Compliance Officer - Employee Health & Benefits
Marsh McLennan - New York CityCompany: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer - EH&B...’s regulated insurance brokerage businesses.
24 days ago, source: Careerjet
Senior Compliance Officer
Western Alliance Bank - USAJob Title: Senior Compliance Officer Location: CityScape What you'll do: As a Senior Compliance Officer you'll... review and analyze information, reports or data to determine if the applicable process is in compliance with internal policy...
27 days ago, source: Careerjet
Senior Compliance Officer - Compliance Auditing (Hybrid)
First American - Santa Anaand resolution. Consults with Compliance Director, VP of Compliance, Chief Compliance Officer and / or division operations counsel...
35 days ago, source: Careerjet
Senior Compliance Officer - Broker Dealer Expertise
Invesco - Atlanta. About the Role: Under general supervision, the Sr. Compliance Officer works in conjunction with the Compliance Manager...
36 days ago, source: Careerjet
