Legal Entity Regulatory Controller Director
Morgan Stanley - Baltimoreregulatory requirements, most notably net capital (15c3-1, 18a1) and customer protection (15c3-3). The group prepares and files... of our culture. Department Profile: The Finance Division reports to the Chief Financial Officer and consists...
3 days ago, source: Careerjet
Senior Compliance Officer - Customer Complaints & Regulatory Response
Truist - Atlantafor conducting customer complaint review and remediation; coordinating and responding to regulatory requests for BD / RIA. Leads... to time. 1.
48 days ago, source: Careerjet
Regulatory Analyst, Officer (Onsite)
State Street - BostonWho we are looking for Position: Regulatory Advisory and Optimization Analyst Title: Officer Location: Boston... while meeting regulatory requirements. This Officer role will support the Regulatory Advisory and Optimization team in tracking...
18 days ago, source: Careerjet
Regulatory Analyst
Berkley - Scottsdale, etc.) or college level coursework preferred. Minimum 1-3 years insurance-related experience. Prior legal or regulatory compliance... and our President and Chief Executive Officer, W. Robert Berkley, Jr., W.R.
27 days ago, source: Careerjet
Supervisor - Regulatory Compliance Consulting
RSM International - Chicago, or at a financial institution as a regulatory compliance officer or internal auditor, or with a regulatory agency Motivated, self... one like you and that’s why there’s nowhere like RSM. Are you passionate about regulatory compliance and making
5 days ago, source: Careerjet
Regulatory Readiness Coordinator - RN V
Massachusetts Trial Court - BostonThe Lemuel Shattuck Hospital is seeking a dedicated Regulatory Readiness Coordinator to join our team under the... direction of the Chief Quality Officer. In this critical role, you will lead efforts to ensure ongoing organizational compliance...
16 days ago, source: Careerjet
Watch Officer
Leidos - Sacramentoand regulatory requirements. At higher levels, the Watch Officer also serves as a subject matter expert and advisor to internal...Description We are seeking a highly organized and detail-oriented Watch Officer who is responsible for executing...
11 days ago, source: Careerjet
Regulatory Compliance Manager
Berkley - Westbrookto the Regional Segment Compliance Officer, the Regulatory Compliance Manager: 1.) must effectively lead a team... and our President and Chief Executive Officer, W. Robert Berkley, Jr., W.R. Berkley Corporation is well-positioned to respond...
38 days ago, source: Careerjet
Regulatory Document Support Engineer - Administrative/ Business [BU104/30461B028Y1]
ProSidian - AikenJob Description ProSidian Seeks a Regulatory Document Support Engineer - Administrative/ Business headquartered near... with the Regulatory Document Support Engineer BU 104 Labor Category and ideal candidates exhibit the ability to visualize...
20 days ago, source: Careerjet
Senior Privacy and Regulatory Counsel
Surescripts - USA. Job Summary: The Senior Privacy and Regulatory Counsel provides critical corporate, regulatory, and commercial legal services... to the organization and its in-house clients to manage privacy, regulatory and data use risks. Such legal services
18 days ago, source: Careerjet